July 17, 2024


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Advisors Join LPL Financial, Stratos to Launch Independent Firm, Outcome Private Wealth

Advisors Join LPL Financial, Stratos to Launch Independent Firm, Outcome Private Wealth

CHARLOTTE, N.C., Feb. 17, 2022 (World NEWSWIRE) — LPL Fiscal LLC announced now that economic advisors Jason J. Howard, CFP®, CIMA, AIF, Shane Kunz, CFP®, CIMA and Chad Horne, CPWA have joined LPL Financial to launch an independent follow, Result Personal Prosperity. They are aligned with Stratos Prosperity Companions. The team reported acquiring served $1 billion in advisory, brokerage and retirement prepare belongings.* They be part of from Wells Fargo Advisors.

Based mostly in Salt Lake Metropolis, the trio of advisors has worked alongside one another for far more than a decade, just about every bringing a distinctive history and viewpoint to the business. Collectively, they supply holistic expenditure tips, economic setting up and wealthcare to affluent families, professionals, business enterprise proprietors and retirees. The End result Private Prosperity team also contains four office assist staff members.

“We are a correct staff with the exact main values, and we have made this apply with a laser target on economical outcomes for our clientele. Our purpose is to support simplify the increasingly advanced monetary landscape and supply long lasting procedures to aid save clients’ time and dollars,” reported Horne, a previous healthcare revenue supervisor who switched careers following his economic planner encouraged him to assistance others navigate their have money street map.

The Outcome advisors turned to LPL and Stratos in their quest for far more flexibility and autonomy, as well as enhanced engineering and the ability to give shoppers with differentiated activities. “Over the years, we’ve been accustomed to serving clients with some of the very best assets out there, but as we evolved, we regarded the need for a new husband or wife. By going to LPL and Stratos, we have the overall flexibility to provide our clients with revolutionary capabilities and give them the experiences they ought to have,” Howard stated.

Kunz added, “Our consumers are our No. 1 precedence. Immediately after learning about all the added means from LPL and Stratos—everything from trading capabilities to customer administration computer software to extra tax-based mostly financial planning tools—it was unattainable to stay. In a shifting environment, we needed to provide much more to the desk. We are fired up to be in a place we can be proud of, and search ahead to providing our consumers with a extra individualized contact.”

The transfer also supplies the workforce with greater prospects to develop their exercise by means of M&A, as very well as generate supplemental revenue by doing work carefully with centers of influences, this kind of as attorneys and CPAs.

Charles Shapiro, Stratos Founding Partner and Chief Development Officer, stated, “It is a extremely competitive recruiting landscape, in particular for higher caliber private banking groups. We are so honored that Jason, Chad, Shane and their team have selected to join Stratos Prosperity as our newest associates. Utah has been a fantastic industry for our company’s growth and we are very pleased to assist Result Wealth in their growth ideas in the market.”

Scott Posner, LPL executive vice president, Company Progress, mentioned, “We lengthen a warm welcome to Jason, Shane and Chad, and are honored they turned to LPL and Stratos in their journey to independence. This is a group that was seeking for a progress spouse who could provide them for the extensive operate. For advisors to have the capacity to reach their business’ full prospective, they need to have a partner fully commited to their good results 1 that has the scale, expertise and funds to be in a position to devote and continuously evolve to meet up with the related requirements of their organization and consumers. And that’s particularly what we do below at LPL. Our singular mission is to support our advisors so they can take treatment of their shoppers. We look forward to a very long-long lasting and productive connection with Final result Personal Wealth.”

Advisors, discover an LPL company advancement representative near you.

About LPL Financial:
LPL Monetary (Nasdaq: LPLA) was established on the principle that the organization must function for the advisor, and not the other way about. These days, LPL is a leader in the markets we serve,** supporting virtually 20,000 economic advisors, and somewhere around 800 establishment-centered expense courses and 500 unbiased RIA companies nationwide. We are steadfast in our commitment to the advisor-centered design and the perception that Americans are worthy of accessibility to individualized steering from a financial advisor. At LPL, independence indicates that advisors have the liberty they ought to have to pick the enterprise product, services, and technology resources that allow them to run their great exercise. And they have the independence to regulate their shopper relationships, since they know their consumers very best. Simply just place, we just take treatment of our advisors, so they can acquire treatment of their consumers.

About Stratos Wealth Companions
Stratos Wealth Companions is a foremost independent, companion owned and operated Registered Financial commitment Advisory (RIA) organization. Founded in 2009, the firm offers operational, strategic and revenue-producing sources, as effectively as, a trusted infrastructure permitting advisors the adaptability to build and grow his/her have enterprise. Considering the fact that its founding, Stratos has developed to 275 unbiased advisors. Stratos Prosperity Associates, Ltd., an SEC Registered Investment decision Advisor, manages about $10.33 billion in advisory belongings, and advises through LPL Economic, more than $8.28 billion in brokerage and third occasion managed assets for a whole of $18.61 billion as of December 31, 2021.

**Best RIA custodian (Cerulli Associates, 2020 U.S. RIA Market Report) No. 1 Independent Broker-Supplier in the U.S (Dependent on whole revenues, Economical Scheduling magazine 1996-2021) No. 1 company of third-occasion brokerage companies to banking companies and credit unions (2020-2021 Kehrer Bielan Analysis & Consulting Yearly TPM Report) Fortune 500 Firm as of June 2021. LPL and its affiliated companies present financial expert services only from the United States.

* Benefit approximated based on asset and keeping facts furnished to LPL from the calendar year 2021

Securities and advisory services made available by way of LPL Financial LLC, an SEC-registered broker-dealer and expenditure advisor. Member FINRA/ SIPC
Expense assistance is also offered by Stratos Wealth Companions, Ltd., a registered expense advisor.

Through this interaction, the conditions “financial advisors” and “advisors” are utilized to refer to registered reps and/or financial commitment advisor associates affiliated with LPL Money LLC. We routinely disclose details that could be important to shareholders in the “Investor Relations” or “Press Releases” segment of our web-site.

End result Non-public Wealth, Stratos Wealth Companions and LPL Financial are separate entities.

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Media Get in touch with:
Shannon Greene
(704) 996-1840
[email protected]

Advisors Join LPL Financial, Stratos to Launch Independent Firm, Outcome Private Wealth